Markets in Financial Instruments Directive

Results: 2330



#Item
621Financial markets / Cyberwarfare / National Cyber Security Division / United States Department of Homeland Security / Funds / Markets in Financial Instruments Directive / Collective investment scheme / Financial economics / Investment / Finance

To be delivered by e-mail to: [removed] NCSD’S RESPONSE TO COMMISSION WORKING DOCUMENT REGARDING POST-TRADING The European Commission Competition DG has issued for consultation a working document

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Source URL: ec.europa.eu

Language: English - Date: 2010-10-13 11:03:15
622Law / Regulation / Esma / Public law / Finance / Financial regulation / European Union / Markets in Financial Instruments Directive

Financial Reform European  Regulatory  Summary  -  JANUARY  2015 It  has  been  a  busy  month  for  European  regulatory  matters.  Much  of  the  attention  has   been  on  the  Greek  elections

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Source URL: www.mtsmarkets.com

Language: English - Date: 2015-01-30 09:49:59
623Finance / Financial markets / Financial regulation / Markets in Financial Instruments Directive / Soft dollar / Collective investment scheme / Best execution / Investment management / Financial adviser / Financial economics / Investment / Financial services

Notification and justification for retention of the FSA’s requirements on the use of dealing commissions (“Provisions”) under Article 4 of Directive[removed]EC (“Level 2 Directive”) implementing Directive 2004/

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Source URL: ec.europa.eu

Language: English - Date: 2014-11-12 08:15:41
624Markets in Financial Instruments Directive / Finance / Financial services / Financial system / Lehman Brothers / Financial adviser / Investment Policy Statement / Financial economics / European Union / Financial regulation

Notification and justification for the UK Financial Conduct Authority’s (“FCA’s”) requirements relating to safe custody assets and client money, under Article 4 of Directive[removed]EC (“Level 2 Directive”) i

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Source URL: ec.europa.eu

Language: English - Date: 2014-11-12 08:15:45
625Financial markets / Financial services / Financial regulation / Prime brokerage / Hedge fund / Markets in Financial Instruments Directive / Investment banking / Financial Services Authority / Short / Financial economics / Finance / Investment

Notification and justification for the FSA’s requirements relating to client assets applicable to UK investment firms under Article 4 of Directive[removed]EC (“Level 2 Directive”) implementing Directive[removed]EC

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Source URL: ec.europa.eu

Language: English - Date: 2014-11-12 08:15:43
626Financial services / European Union directives / Collective investment schemes / Undertakings for Collective Investment in Transferable Securities Directives / Open-ended investment company / SICAV / Markets in Financial Instruments Directive / Specialized investment fund / Types of business entity / Financial economics / Investment / Funds

This coordinated text was drawn up by the CSSF for information purposes only. In case of discrepancies between the French and the English text, the French text shall prevail. Law of 17 December 2010 relating to undertaki

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Source URL: www.cssf.lu

Language: English - Date: 2014-07-24 04:14:17
627Financial regulation / Markets in Financial Instruments Directive / Europe / European Parliament / Euroscepticism / European Commission / Politics of the European Union / Politics of Europe / European Union

Financial Reform European Regulatory - SUMMARY - MAY 2014 The two most important topics this month are the publication of the Discussion / Consultation Papers on the Level II measures for MiFID II / MiFIR, and the result

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Source URL: www.mtsmarkets.com

Language: English - Date: 2014-06-02 05:07:44
628Finance / Investment / Financial markets / Service industries / Markets in Financial Instruments Directive / Independent Financial Adviser / Financial adviser / Financial Services Authority / Collective investment scheme / Financial economics / Business / Financial services

For submission to the European Commission: 26th March[removed]Notification and justification for amending certain requirements relating to the market for packaged products under Article 4 of Directive[removed]EC (“Level

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Source URL: ec.europa.eu

Language: English - Date: 2014-11-12 08:15:46
629Financial regulation / Markets in Financial Instruments Directive / Financial economics / Economics / Repurchase agreement / Euro / Finance / Financial markets / European Union

Financial Reform European  Regulatory  -  SUMMARY  -  DECEMBER  2014 MiFID  II  /  MiFIR  level  II  consultation On  19  December  ESMA  published  a  consultation  paper  on  MiFID/MiFIR  technica

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Source URL: www.mtsmarkets.com

Language: English - Date: 2014-12-23 11:03:58
630Law / Regulation / Esma / Public law / Finance / Financial regulation / European Union / Markets in Financial Instruments Directive

Financial Reform European  Regulatory  Summary  -  JANUARY  2015 It  has  been  a  busy  month  for  European  regulatory  matters.  Much  of  the  attention  has   been  on  the  Greek  elections

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Source URL: www.mtsmarkets.com

Language: English - Date: 2015-01-30 09:49:59
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